Previous versions of this Supervisory Statement (SS) pre 29/12/2020 can be found here

https://www.bankofengland.co.uk/prudential-regulation/publication/2016/internal-governance-of-third-country-branches-ss

Related links

Internal Governance of Third Country Branches
PS29/20 - Capital Requirements Directive V (CRD V) https://www.bankofengland.co.uk/prudential-regulation/publication/2020/capital-requirements-directive-v-further-implementation

Chapters

  • 1 Introduction
  • 2 General organisational requirements
  • 3 Persons who effectively direct the business
  • 4 Responsibilities of senior personnel
  • 5 Employees, agents and other relevant persons
  • 6 Compliance and internal audit
  • 7 Risk control
  • 8 Outsourcing
  • 9 Record keeping