Legal Instruments | Prudential Regulation Authority Handbook & Rulebook

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Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Suitability (including basic advice) (COBS Conduct of Business Sourcebook)

Legal Instruments that change this Chapter Suitability (including basic advice)

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13 results

13 results

  • Published: 25/03/2013

PRA 2013/5 - Financial Conduct Authority and Prudential Regulation Authority Handbook Designation (Particular Modifications) Instrument 2013

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Effective: 01/04/2013

  • Suitability (including basic advice)

Policy Statement

  • - Legal Cutover

FSA2008/55 - Handbook Administration (No 11) Instrument 2008

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Effective: 06/11/2008

  • Suitability (including basic advice)

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

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Effective: 01/04/2009

  • Suitability (including basic advice)

FSA2008/35 - Disclosure Documents (Amendment) Instrument 2008

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Effective: 06/08/2008

  • Suitability (including basic advice)

FSA2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

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Effective: 01/11/2007

  • Suitability (including basic advice)

FCA2014/45 - Crowdfunding (Amendment) Instrument 2014

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Effective: 04/08/2014

  • Suitability (including basic advice)
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