Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Conflicts of interest (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Conflicts of interest

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Published: 03/08/2015

Effective: 03/08/2015

Conflicts of interest

Policy Statement

PS19/15 - The PRA Rulebook: Part 3

Published: 25/03/2013

Effective: 01/04/2013

Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Policy Statement

- Legal Cutover

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Legal Instruments

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PRA2015/67 - Handbook (Rulebook Consequentials No. 3) Instrument 2015

Effective: 03/08/2015

Policy Statement

PRA 2013/5 - Financial Conduct Authority and Prudential Regulation Authority Handbook Designation (Particular Modifications) Instrument 2013

Effective: 01/04/2013

Policy Statement

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2009/37 - Handbook Administration (No 14) Instrument 2009

Effective: 01/04/2009

2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

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