Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Non-directive client money rules (CASS Client Assets Sourcebook)

Legal Instruments that change this Chapter Non-directive client money rules

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Legal Instruments

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FSA2008/45 - Client Assets Sourcebook (Common Platform Provisions) Instrument 2008

Effective: 01/01/2009

FSA2008/19 - Handbook Administration (No 9) Instrument 2008

Effective: 06/05/2008

FSA2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

FSA2006/21 - Handbook Administration (No 3) Instrument 2006

Effective: 06/07/2006

FSA2004/91 - Client Assets (Revised CFTC Part 30 Order) Instrument 2004

Effective: 01/01/2005

FSA2004/89 - Depolarisation Instrument 2004

Effective: 01/12/2004

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