Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Dealing and managing (COBS Conduct of Business Sourcebook)

Legal Instruments that change this Chapter Dealing and managing

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Legal Instruments

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FSA2008/36 - Conduct of Business Sourcebook (Amendment) Instrument 2008

Effective: 01/11/2008

FSA2008/6 - Conduct of Business Sourcebook (Recording of Telephone Conversations and Electronic Communications) Instrument 2008

Effective: 06/03/2009

FSA2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

FCA2014/14 - Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

Effective: 28/02/2014

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2010/56 - Conduct of Business Sourcebook (Recording of Telephone Conversations and Electronic Communications) (No 2) Instrument 2010

Effective: 14/11/2011

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