Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Prescribed Responsibilities: Small Firms (Allocation of Responsibilities)

Legal Instruments that change this Chapter Prescribed Responsibilities: Small Firms

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Published: 18/10/2018

Effective: 10/12/2018

Policy Statement

PS26/18 - Strengthening accountability: Implementing the extension of the SM&CR to insurers Opens in a new window

Published: 13/08/2015

Effective: 07/03/2016

Policy Statement

PS20/15 - Strengthening individual accountability in banking: UK branches of non?EEA banks Opens in a new window

Published: 23/03/2015

Effective: 07/03/2016

Policy Statement

PS3/15 - Strengthening individual accountability in banking and insurance - responses to CP14/14 and CP26/14 Opens in a new window

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Legal Instruments

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PRA2018/21 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 2) Instrument 2018

Effective: 10/12/2018

Policy Statement

PRA2015/69 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument (NO 3) 2015

Effective: 07/03/2016

Policy Statement

PRA2015/6 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument 2015

Effective: 07/03/2016

Policy Statement

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