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  4. Vote Holder and Issuer Notification Rules

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Vote Holder and Issuer Notification Rules (DTR Disclosure Rules and Transparency Rules)

Legal Instruments that change this Chapter Vote Holder and Issuer Notification Rules

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12 results

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FSA2006/70 - Transparency Obligations Directive (Disclosure and Transparency Rules) Instrument 2006

Effective: 20/01/2007

  • Vote Holder and Issuer Notification Rules

FCA2013/79 - Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

Effective: 01/01/2014

  • Vote Holder and Issuer Notification Rules

FCA2013/50 - Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

Effective: 01/07/2013

  • Vote Holder and Issuer Notification Rules

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

  • Vote Holder and Issuer Notification Rules

2010/51 - Disclosure Rules and Transparency Rules Sourcebook (Amendment No 4) Instrument 2010

Effective: 01/11/2010

  • Vote Holder and Issuer Notification Rules

2009/67 - Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009

Effective: 01/12/2009

  • Vote Holder and Issuer Notification Rules
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