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  1. Home Page
  2. Legal Instruments
  3. Senior Managers Regime - Applications and Notifications
  4. Application to Perform a PRA Senior Management Function

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Application to Perform a PRA Senior Management Function (Senior Managers Regime - Applications and Notifications)

Legal Instruments that change this Chapter Application to Perform a PRA Senior Management Function

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13 results

13 results

  • Published: 09/05/2023

PRA2023/3 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Manager Regime Forms Instrument 2023

Effective: 11/05/2023

  • 2.2
  • 2.6
  • 2.7
  • Application to Perform a PRA Senior Management Function

Policy Statement

  • PS4/23 - Moving Senior Managers Regime forms from the PRA Rulebook
  • Published: 04/09/2020

PRA2020/10 - PRA Rulebook: CRR Firms: Non-CRR Firms: Solvency II Firms: Non-Solvency II Firms: Senior Managers Regime – Applications and Notifications (Amendment) Instrument 2020

Effective: 25/10/2020

  • 2.7
  • Application to Perform a PRA Senior Management Function

Policy Statement

  • PS20/20 - Responses to Chapters 2 to 7 of CP3/20 'Occasional Consultation Paper'
  • Published: 27/09/2019

PRA2019/17 - PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019

Effective: 09/12/2019

  • 2.7

Policy Statement

  • PS20/19 - Strengthening individual accountability: Resolution assessments and reporting amendments
  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

  • 2.7

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers
  • Published: 29/06/2018

PRA2018/15 - PRA Rulebook: CRR Firms: Benchmarking Regulation Instrument 2018

Effective: 29/06/2018

  • 2.7

Policy Statement

  • PS31/17 - Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8
  • Published: 15/12/2017

PRA2017/42 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: MIFID II and IDD Consequential Amendments Instrument 2017

Effective: 03/01/2018

  • 2.8

Policy Statement

  • PS31/17 - Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8
  • page 1
  • page 2
  • page 3
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