Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Legal Instruments that change this Chapter

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

FSA2008/6 - Conduct of Business Sourcebook (Recording of Telephone Conversations and Electronic Communications) Instrument 2008

Effective: 06/03/2009

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2009/37 - Handbook Administration (No 14) Instrument 2009

Effective: 06/08/2009

2009/22 - Handbook Administration (No 13) Instrument 2009

Effective: 06/05/2009

2007/9 - MiFID (Miscellaneous Amendments) Instrument 2007

Effective: 01/11/2007

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