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  3. Senior Management Functions

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Senior Management Functions

Legal Instruments that change this Part Senior Management Functions

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10 results

10 results

  • Published: 28/12/2020

PRA2020/29 - PRA Rulebook: (EU Exit) Instrument 2020

Effective: 31/12/2020

  • Application and Definitions
  • UK Branch of Overseas Firm

Policy Statement

  • PS30/20 - The Bank of England’s amendments under the European Union (Withdrawal) Act 2018: Changes before the end of the transition period
  • Published: 18/10/2018

PRA2018/21 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 2) Instrument 2018

Effective: 10/12/2018

  • Application and Definitions

Policy Statement

  • PS26/18 - Strengthening accountability: Implementing the extension of the SM&CR to insurers
  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

  • Combination of Senior Management Functions
  • General
  • Oversight

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers
  • Published: 12/05/2017

PRA2017/22 - PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017

Effective: 12/11/2017

  • Application and Definitions
  • Executive

Policy Statement

  • PS12/17 - Strengthening individual accountability in banking and insurance: amendments and optimisations
  • Published: 07/07/2016

PRA2016/26 - PRA Rulebook: CRR Firms and Non-Authorised Persons: Ring-fenced Bodies Instrument 2016

Effective: 01/01/2019

  • Application and Definitions

Policy Statement

  • PS20/16 - "The implementation of ring-fencing: prudential requirements, intragroup arrangements and & use of Financial Market Infrastructures"
  • Published: 15/02/2016

PRA2016/13 - PRA Rulebook: CRR firms, Non-CRR firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime and Individual Accountability (Consequentials) Instrument 2016

Effective: 07/03/2016

  • Application and Definitions

Policy Statement

  • PS5/16 - Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR
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