Legal Instruments

Effective: 01/01/2022

• Base Capital Resources Requirement

Policy Statement

• PS27/21 - Designating investment firms

Effective: 01/01/2022

• Connected Funding of a Capital Nature

Policy Statement

• PS25/21 - Responses to CP13/21 ‘Occasional Consultation Paper’

Effective: 17/09/2021

• Application and Definitions
• Further Notifications Etc.

Policy Statement

• PS20/21 - Financial holding companies: Further implementation

Effective: 01/04/2020

• Application and Definitions
• Connected Funding of a Capital Nature
• Connected Transactions [Deleted]
• Further Notifications Etc.
• Holdings of Own Funds Instruments Issued by Financial Sector Entities Included in the Scope of Consolidated Supervision

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Policy Statement

• PS5/20 - Regulatory capital instruments: update to Pre-Issuance Notification (PIN) requirements

Effective: 01/03/2016

• Notification Regime – Issuance

Policy Statement

• PS2/16 - Amendments to the Pre-Issuance Notification regime

Effective: 31/03/2015

• Connected Funding of a Capital Nature
• Holdings of Own Funds Instruments Issued by Financial Sector Entities Included in the Scope of Consolidated Supervision

Policy Statement

• Admin Instrument (No 1) 2015 - PRA Rulebook: Administration Instrument (No 1) 2015