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  1. Home Page
  2. Legal Instruments
  3. Large Non-Solvency II Firms – Senior Managers Regime – Transitional Provisions

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Large Non-Solvency II Firms – Senior Managers Regime – Transitional Provisions

Legal Instruments that change this Part Large Non-Solvency II Firms – Senior Managers Regime – Transitional Provisions

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5 results

  • Published: 18/10/2018

PRA2018/21 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 2) Instrument 2018

Effective: 10/12/2018

  • Application and Definitions
  • Forms
  • General
  • Grandfathering Notification Requirements
  • Procedure for Making Grandfathering Notifications
  • Table of Equivalent Functions for Conversion
  • Transitional Arrangements for New Senior Insurance Management Functions
  • Withdrawing or Updating a Grandfathering Notification

Policy Statement

  • PS26/18 - Strengthening accountability: Implementing the extension of the SM&CR to insurers
  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

  • Application and Definitions

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers
  • Published: 11/11/2016

PRA2016/36 - PRA Rulebook: Administration Instrument (No. 1) 2016

Effective: 12/10/2016

  • Table of Equivalent Functions for Grandfathering
  • Transitional Arrangements for New Senior Insurance Management Functions

Policy Statement

  • - PRA Rulebook: Administration Instrument (No. 1) 2016
  • Published: 15/02/2016

PRA2016/10 - PRA Rulebook: Non-Solvency II Firms: Large Non-Solvency II Firms – Senior Insurance Managers Regime – Technical Rules (No. 2) Instrument 2016

Effective: 15/02/2016

  • Application and Definitions
  • Table of Equivalent Functions for Grandfathering

Policy Statement

  • PS5/16 - Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR
  • Published: 20/11/2015

PRA2015/85 - PRA Rulebook: Non-Solvency II Firms: Large Non-Solvency II Firms – Senior Insurance Managers Regime – Technical Rules Instrument 2015

Effective: 16/12/2015

  • Application and Definitions
  • Forms
  • General
  • Grandfathering Notification Requirements
  • Procedure for Making Grandfathering Notifications
  • Table of Equivalent Functions for Grandfathering
  • Transitional Arrangements for New Senior Insurance Management Functions
  • Withdrawing or Updating a Grandfathering Notification

Policy Statement

  • PS26/15 - "The prudential regime, and implementation of the Senior Insurance Managers Regime, for non-Solvency II firms"

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