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  1. Home Page
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  3. Insurance - Senior Managers Regime - Applications and Notifications

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Insurance - Senior Managers Regime - Applications and Notifications

Legal Instruments that change this Part Insurance - Senior Managers Regime - Applications and Notifications

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14 results

14 results

  • Published: 19/12/2023

PRA2023/14 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Manager Regime Forms (No. 2) Instrument 2023

Effective: 21/12/2023

  • Forms

Policy Statement

  • PS19/23 - Responses to proposed minor amendments in CP8/23, Chapter 11 of CP12/23 and CP22/23
  • Published: 09/05/2023

PRA2023/3 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Manager Regime Forms Instrument 2023

Effective: 11/05/2023

  • Application to Perform a PRA Senior Management Function
  • Ceasing to Perform a PRA Senior Management Function
  • Change in Details Relating to PRA Senior Management Function Holders
  • Forms
  • Procedure for Making Applications and Notifications

Policy Statement

  • PS4/23 - Moving Senior Managers Regime forms from the PRA Rulebook
  • Published: 01/06/2021

PRA2021/7 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021

Effective: 02/06/2021

  • Ceasing to Perform a PRA Senior Management Function
  • Change in Details Relating to PRA Senior Management Function Holders
  • Forms

Policy Statement

  • PS11/21 - "Strengthening accountability: Temporary, long-term absences"
  • Published: 28/12/2020

PRA2020/29 - PRA Rulebook: (EU Exit) Instrument 2020

Effective: 31/12/2020

  • Application and Definitions
  • Procedure for Making Applications and Notifications
  • Section 59ZZA Application
  • SRO Firms

Policy Statement

  • PS30/20 - The Bank of England’s amendments under the European Union (Withdrawal) Act 2018: Changes before the end of the transition period
  • Published: 04/09/2020

PRA2020/10 - PRA Rulebook: CRR Firms: Non-CRR Firms: Solvency II Firms: Non-Solvency II Firms: Senior Managers Regime – Applications and Notifications (Amendment) Instrument 2020

Effective: 25/10/2020

  • Forms

Policy Statement

  • PS20/20 - Responses to Chapters 2 to 7 of CP3/20 'Occasional Consultation Paper'
  • Published: 27/09/2019

PRA2019/17 - PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019

Effective: 09/12/2019

  • Forms

Policy Statement

  • PS20/19 - Strengthening individual accountability: Resolution assessments and reporting amendments
  • page 1
  • page 2
  • page 3
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