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  3. Non-Solvency II Firms – Governance

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Non-Solvency II Firms – Governance

Legal Instruments that change this Part Non-Solvency II Firms – Governance

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5 results

5 results

  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

  • Governance for Non-Directive Friendly Societies

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers
  • Published: 07/02/2018

PRA2018/1 - PRA Rulebook: Solvency II Firms, Non-Solvency II Firms: Senior Insurance Managers Regime (Amendment) Instrument 2018

Effective: 09/04/2018

  • General Governance for Large Non-Directive Insurers

Policy Statement

  • PS1/18 - Strengthening individual accountability in insurance: optimisations to the SIMR
  • Published: 11/11/2016

PRA2016/36 - PRA Rulebook: Administration Instrument (No. 1) 2016

Effective: 12/10/2016

  • Governance for Non-Directive Friendly Societies

Policy Statement

  • - PRA Rulebook: Administration Instrument (No. 1) 2016
  • Published: 15/02/2016

PRA2016/14 - PRA Rulebook: Non-Solvency II Firms: Large Non-Solvency II Firms - Senior Insurance Managers Regime (No. 2) Instrument 2016

Effective: 07/03/2016

  • Actuarial Function
  • Application and Definition
  • General Governance for Large Non-Directive Insurers
  • General Governance for Small Non-Directive Insurers
  • Internal Audit
  • Internal Control

Policy Statement

  • PS5/16 - Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR
  • Published: 20/11/2015

PRA2015/88 - PRA Rulebook: Non-Solvency II Firms Regime Instrument 2015

Effective: 01/01/2016

  • Application and Definition
  • Business Planning and Risk Management
  • General Governance for Large Non-Directive Insurers
  • General Governance for Small Non-Directive Insurers
  • Governance for Non-Directive Friendly Societies
  • Outsourcing
  • Records

Effective: 07/03/2016

  • Actuarial Function
  • General Governance for Large Non-Directive Insurers
  • Internal Audit
  • Internal Control

Policy Statement

  • PS26/15 - "The prudential regime, and implementation of the Senior Insurance Managers Regime, for non-Solvency II firms"

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