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  3. CASS Client Assets Sourcebook

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • CASS Client Assets Sourcebook

Legal Instruments that change this Part CASS Client Assets Sourcebook

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47 results

47 results

  • Published: 22/07/2013

PRA2013/24 - Handbook Administration Instrument (No 1) 2013

Effective: 23/07/2013

  • Transitional Provisions and Schedules

Policy Statement

  • - Handbook Administration Instrument #1 2013
  • Published: 25/03/2013

PRA 2013/5 - Financial Conduct Authority and Prudential Regulation Authority Handbook Designation (Particular Modifications) Instrument 2013

Effective: 01/04/2013

  • Transitional Provisions and Schedules

Policy Statement

  • - Legal Cutover

FSA2008/45 - Client Assets Sourcebook (Common Platform Provisions) Instrument 2008

Effective: 31/12/2008

  • Application and general provisions
  • Custody: MiFID business
  • Transitional Provisions and Schedules

Effective: 01/01/2009

  • Client assets
  • Client money distribution
  • Client money: MiFID business
  • Client money and mandates: designated investment business

FSA2008/19 - Handbook Administration (No 9) Instrument 2008

Effective: 06/05/2008

  • Client assets
  • Client money and mandates: designated investment business

FSA2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

  • Application and general provisions
  • CASS 5
  • Client assets
  • Client money: MiFID business
  • Client money and mandates: designated investment business
  • Custody: MiFID business
  • Transitional Provisions and Schedules

FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/11/2007

  • Client assets
  • page 1
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  • page 3
  • page 4
  • page 5
  • ...
  • page 8
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