Our website uses cookies

Cookies are small files held on your device to customise your experience of this website
Necessary cookies Analytics cookies Accept cookies
Yes Yes
Yes No
Skip to main content
Bank of England Prudential Regulation Authority Rulebook homepage Bank of England Prudential Regulation Authority
  • Rulebook
    • Back to main menu
    • Rulebook
    • CRR Firms
    • Non-CRR Firms
    • SII Firms
    • Non-SII Firms
    • Non-authorised Persons
    • Glossary
    • Forms
    • Legal Instruments
  • Guidance
  • What's New
  • Contact Us
  • Help
  1. Home Page
  2. Legal Instruments
  3. COB Conduct of Business

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • COB Conduct of Business

Legal Instruments that change this Part COB Conduct of Business

Content loading

An error has occurred. Please try again.

Filter by Year Published

Filter by Year Effective

96 results

96 results

FSA2006/64 - Handbook Administration (No 4) Instrument 2006

Effective: 06/04/2007

  • Accepting customers

FSA2006/57 - Conduct of Business Sourcebook (Disclosure Requirements for Third Party Processors) Instrument 2006

Effective: 06/12/2006

  • General application

FSA2006/56 - Conduct of Business Sourcebook (Menu on Assignment of Life Policies) Instrument 2006

Effective: 06/12/2006

  • Accepting customers

FSA2006/53 - The CRD (Consequential Amendments) Instrument 2006

Effective: 31/12/2006

  • Lloyd's
  • Product disclosure and the customer's right to cancel or withdraw
  • Transitional Provisions and Schedules

FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/01/2007

  • Advising and selling
  • Dealing and managing
  • Rules which apply to all firms conducting designated investment business

FSA2006/37 - Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

Effective: 05/04/2006

  • General application

Effective: 06/04/2007

  • Accepting customers
  • Advising and selling
  • Financial promotion
  • Providing basic advice on stakeholder products
  • page 1
  • page 2
  • page 3
  • page 4
  • page 5
  • ...
  • page 16
  • Next page

Back to top

Bank of England homepage
    • Add us on Facebook
    • Follow us on Twitter
    • Connect with us on LinkedIn
    • Watch us on Youtube
    • Find us on Flickr
  • Browse website

    • What's New
    • Rulebook
    • Legal Instruments
    • Help
    • Guidance
    • Glossary
    • Forms
    • Contact Us
  • Useful links

    • Prudential Regulation Authority
    • Prudential Regulation Authority Publications
    • Bank of England
    • Prudential & Resolution Policy Index
    • Financial Conduct Authority Handbook

Prudential Regulation Authority

  • 20 Moorgate, London, EC2R 6DA
  • Telephone: +44 (0) 20 3461 7000

Bank of England homepage
  • Accessibility
  • Cookies
  • Legal
  • Privacy

©2025 Bank of England