Legal Instruments | Prudential Regulation Authority Handbook & Rulebook

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  3. Insurance - Senior Management Functions

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Insurance - Senior Management Functions

Legal Instruments that change this Part Insurance - Senior Management Functions

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9 results

9 results

  • Published: 28/12/2020

PRA2020/29 - PRA Rulebook: (EU Exit) Instrument 2020

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Effective: 31/12/2020

  • Application and Definitions
  • Combination of PRA Senior Management Functions
  • General
  • Head of Third Country Branch

Policy Statement

  • PS30/20 - The Bank of England’s amendments under the European Union (Withdrawal) Act 2018: Changes before the end of the transition period Opens in a new window
  • Published: 18/10/2018

PRA2018/21 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 2) Instrument 2018

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Effective: 10/12/2018

  • Application and Definitions
  • General

Policy Statement

  • PS26/18 - Strengthening accountability: Implementing the extension of the SM&CR to insurers Opens in a new window
  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

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Effective: 10/12/2018

  • Application and Definitions
  • Chief Actuary
  • Chief Underwriting Officer
  • Combination of PRA Senior Management Functions
  • Executive
  • General
  • Group Entities
  • Head of Small Run-off Firm
  • Head of Third Country Branch
  • Oversight
  • UK ISPVs
  • Underwriting Risk Oversight
  • With-Profits Actuary

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers Opens in a new window
  • Published: 07/02/2018

PRA2018/1 - PRA Rulebook: Solvency II Firms, Non-Solvency II Firms: Senior Insurance Managers Regime (Amendment) Instrument 2018

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Effective: 10/12/2018

  • Application and Definitions
  • Combination of PRA Senior Management Functions
  • Executive
  • UK ISPVs

Policy Statement

  • PS1/18 - Strengthening individual accountability in insurance: optimisations to the SIMR Opens in a new window
  • Published: 06/11/2017

PRA2017/34 - PRA Rulebook: Administration Instrument (No. 3) 2017

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Effective: 07/11/2017

  • Head of Small Run-off Firm

Policy Statement

  • - PRA Rulebook: Administration Instrument (No.3) 2017 Opens in a new window
  • Published: 12/05/2017

PRA2017/23 - PRA Rulebook: Solvency II Firms, Non Solvency II Firms: Senior Insurance Managers Regime Amendment Instrument 2017

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Effective: 12/09/2017

  • Application and Definitions
  • General
  • Head of Small Run-off Firm

Policy Statement

  • PS12/17 - Strengthening individual accountability in banking and insurance: amendments and optimisations Opens in a new window
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