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  1. Home Page
  2. Legal Instruments
  3. Senior Managers Regime - Applications and Notifications
  4. Ceasing to Perform a PRA Senior Management Function
  5. 5.1

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • 5.1 (Senior Managers Regime - Applications and Notifications / Ceasing to Perform a PRA Senior Management Function)

Legal Instruments that change this rule 5.1

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4 results

4 results

  • Published: 09/05/2023

PRA2023/3 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Manager Regime Forms Instrument 2023

Effective: 11/05/2023

  • 5.1

Policy Statement

  • PS4/23 - Moving Senior Managers Regime forms from the PRA Rulebook
  • Published: 01/06/2021

PRA2021/7 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021

Effective: 02/06/2021

  • 5.1

Policy Statement

  • PS11/21 - "Strengthening accountability: Temporary, long-term absences"
  • Published: 15/12/2017

PRA2017/42 - PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: MIFID II and IDD Consequential Amendments Instrument 2017

Effective: 03/01/2018

  • 5.1

Policy Statement

  • PS31/17 - Responses to CP18/17 Occasional Consultation Paper – Chapters 7 and 8
  • Published: 07/07/2015

PRA2015/55 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument (No 2) 2015

Effective: 07/03/2016

  • 5.1

Policy Statement

  • PS16/15 - "Strengthening individual accountability in banking: responses to CP14/14, CP28/14 and CP7/15"

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