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  4. Oversight
  5. 4.5

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • 4.5 (Senior Management Functions / Oversight)

Legal Instruments that change this rule 4.5

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3 results

3 results

  • Published: 04/07/2018

PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

  • 4.5

Policy Statement

  • PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers
  • Published: 07/07/2015

PRA2015/55 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument (No 2) 2015

Effective: 07/03/2016

  • 4.5

Policy Statement

  • PS16/15 - "Strengthening individual accountability in banking: responses to CP14/14, CP28/14 and CP7/15"
  • Published: 23/03/2015

PRA2015/6 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument 2015

Effective: 07/03/2016

  • 4.5

Policy Statement

  • PS3/15 - Strengthening individual accountability in banking and insurance - responses to CP14/14 and CP26/14

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