Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

11.4 (Notifications / Conduct Rules: Notifications)

Legal Instruments that change this rule 11.4

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Published: 04/07/2018

Effective: 10/12/2018

11.4

Policy Statement

PS15/18 - Strengthening individual accountability in insurance: Extension of the Senior Managers and Certification Regime to insurers Opens in a new window

Published: 02/03/2016

Effective: 07/03/2016

11.4

Policy Statement

PS9/16 - Strengthening individual accountability in banking: responses to CP1/16 Opens in a new window

Published: 07/07/2015

Effective: 07/03/2016

11.7

Policy Statement

PS16/15 - "Strengthening individual accountability in banking: responses to CP14/14, CP28/14 and CP7/15" Opens in a new window

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Legal Instruments

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PRA2018/16 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non Solvency II Firms: Senior Managers Regime and Senior Insurance Managers Regime (Amendment) (No 1) Instrument 2018

Effective: 10/12/2018

Policy Statement

PRA2016/21 - PRA Rulebook: CRR Firms, Non-CRR Firms: Individual Accountability (No.2) Instrument 2016

Effective: 07/03/2016

Policy Statement

PRA2015/55 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument (No 2) 2015

Effective: 07/03/2016

Policy Statement

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