Transitional Provisions and Schedules | Prudential Regulation Authority Handbook & Rulebook
Prudential Regulation Authority Rulebook

Prudential Regulation Authority Rulebook

Part

APER Statements of Principle and Code of Practice for Approved Persons

Chapter

Transitional Provisions and Schedules

Printed on: 05/07/2025

Rulebook at: 01/03/2006


Transitional Provisions and Schedules

APER TP 1

Transitional Provisions

APER TP 1.1
There are no transitional provisions in APER. However, GEN contains some technical transitional provisions that apply throughout the Handbook and which are designed to ensure a smooth transition at commencement.
  • 01/12/2004

APER Sch 1

Record keeping requirements

  • 01/12/2004

APER Sch 1.1

See Notes

handbook-guidance
There are no record keeping requirements in APER.
  • 01/12/2004

APER Sch 2

Notification requirements

  • 01/12/2004

APER Sch 2.1

See Notes

handbook-guidance
The aim of the guidance in the following table is to give the reader a quick overall view of the relevant requirements for notification and reporting.
  • 01/12/2004

APER Sch 2.2

See Notes

handbook-guidance
It is not a complete statement of those requirements and should not be relied on as if it were.
  • 01/12/2004

APER Sch 2.3

See Notes

handbook-guidance
Handbook reference Matter to be notified Contents of notification Trigger event Time allowed
Statement of Principle 4 (APER 2.1.2 P) Any information of which the FSA would reasonably expect notice Appropriate disclosure Any information of which the FSA would reasonably expect notice Appropriate
  • 01/12/2004

APER Sch 3

Fees and required payments

  • 01/12/2004

APER Sch 3.1

See Notes

handbook-guidance
There are no requirements for fees or other payments in APER.
  • 01/12/2004

APER Sch 4

Powers exercised

  • 01/12/2004

APER Sch 4.1

See Notes

handbook-guidance
The following powers in the Act have been exercised by the FSA to issue the Statements of Principle and Code of Practice for Approved Persons:
Section 64(1) and (2) (Conduct: statements and codes).
  • 01/12/2004

APER Sch 4.2

See Notes

handbook-guidance
The following power in the Act has been exercised by the FSA to give the guidance in APER:
Section 157(1) (Guidance).
  • 01/12/2004

APER Sch 5

Rights of action for damages

  • 01/12/2004

APER Sch 5.1

See Notes

handbook-guidance
There are no rules in APER.
  • 01/12/2004

APER Sch 6

Rules that can be waived

  • 01/12/2004

APER Sch 6.1

See Notes

handbook-guidance
There are no rules in APER.
  • 01/12/2004