Prudential Regulation Authority Rulebook

5.1

A firm must submit (or procure that another firm in its group submits) to the PRA, by electronic means, a written Annual Controllers Report which contains the information specified in the form referred to at 6.6, within four months of the firm's accounting reference date.

5.2

A mutual or a building society is only required to submit a report under 5.1 if it is aware that it has a controller.

5.3

In relation to a building society, a controller does not include a person who is exempt from the obligation to notify a change in control under the Exemption Order.

5.4

An insurer need not submit a report under 5.1 to the extent that the information has already been provided to the PRA under IPRU(INS) 9.30 R (Additional information on controllers).