Article 433a Disclosures by Large Institutions

1.

Large institutions shall disclose the information outlined below with the following frequency:

  1. (a) all the information required under this Part on an annual basis;
  2. (b) on a semi-annual basis the information referred to in:
    1. (i) point (a) of Article 437;
    2. (ii) point (e) of Article 438;
    3. (iii) points (e) to (l) of Article 439;
    4. (iv) Article 440;
    5. (v) points (c), (e), (f) and (g) of Article 442;
    6. (vi) point (e) of Article 444;
    7. (vii) Article 445;
    8. (viii) point (a) and (b) of Article 448(1);
    9. (ix) point (j) to (l) of Article 449;
    10. (x) points (a) and (c) of Article 451(1);
    11. (xi) Article 451a(3);
    12. (xii) point (g) of Article 452;
    13. (xiii) points (f) to (j) of Article 453;
    14. (xiv) points (d), (e) and (g) of Article 455;
  3. (c) on a quarterly basis the information referred to in:
    1. (i) points (d) and (h) of Article 438;
    2. (ii) the key metrics referred to in Article 447;
    3. (iii) Article 451a(2).

2.

By way of derogation from paragraph 1, large institutions other than G-SIIs that are non-listed institutions shall disclose the information outlined below with the following frequency:

  1. (a) all the information required under this Part on an annual basis;
  2. (b) the key metrics referred to in Article 447 on a semi-annual basis.

3.

Large institutions that are subject to Article 92a or 92b shall disclose the information required under Article 437a on a semi-annual basis, except for the key metrics referred to in point (h) of Article 447, which are to be disclosed on a quarterly basis.

[Note: Paragraph 3 of this rule corresponds to Article 433a(3) of the CRR as it applied immediately before revocation by the Treasury.]

4.

Large institutions that are LREQ firms shall disclose the information required under paragraphs (1)(a), (b) and (g), (2) and (3) of Article 451 on a quarterly basis.