Transitional Provisions and Schedules

Part

FINMAR Financial Stability and Market Confidence Sourcebook

Chapter

Transitional Provisions and Schedules

Printed on: 11/05/2025

Rulebook at: 01/11/2012

Transitional Provisions and Schedules

FINMAR Sch 1

Record keeping requirements

06/08/2010

FINMAR Sch 1.1

There are no record-keeping requirements in FINMAR.

06/08/2010

FINMAR Sch 2

Notification requirements

06/08/2010

FINMAR Sch 2.1

There are no notification requirements in FINMAR.

06/08/2010

FINMAR Sch 3

Fees and other required payments

06/08/2010

FINMAR Sch 3.1

There are no requirements for fees in FINMAR.

06/08/2010

FINMAR Sch 4

Powers Exercised

06/08/2010

FINMAR Sch 4.1

The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules, statements of policy and guidance in FINMAR:

Section 157(1) (Guidance)

Section 165B(6) (Safeguards etc in relation to exercise of power under section 165A)

01/11/2012

FINMAR Sch 5

Rights of action for damages

06/08/2010

FINMAR Sch 5.1

There are no rules in FINMAR.

06/08/2010

FINMAR Sch 6

Rules that can be waived

06/08/2010

FINMAR Sch 6.1

As a result of regulation 10 of the Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (SI 2007/1973) the FSA has power to waive all its rules, other than rules made under section 247 (Trust scheme rules) or section 248 (Scheme particulars rules) of the Act. However, if the rules incorporate requirements laid down in European directives, it will not be possible for the FSA to grant a waiver that would be incompatible with the United Kingdom's responsibilities under those directives.

06/01/2011