Skills, Knowledge and Expertise | Prudential Regulation Authority Handbook & Rulebook
Prudential Regulation Authority Rulebook

Prudential Regulation Authority Rulebook

Part

Internal Governance of Third Country Branches

Chapter

Skills, Knowledge and Expertise

Printed on: 19/06/2025

Rulebook at: 01/08/2024


5

Skills, Knowledge and Expertise

5.1

A firm must employ personnel with the skills, knowledge and expertise necessary for the discharge of the responsibilities allocated to them, taking into account the nature, scale and complexity of its business and the nature and range of financial services and activities undertaken in the course of that business.

  • 07/03/2016