4
Material Risk Takers
4.1
This Chapter applies to a firm that falls within 1.1 and is a large firm.
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4.2
A firm must identify, in respect of the firm, its employees who are material risk takers.
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4.3
A firm must keep its identification of material risk takers pursuant to 4.2 up-to-date.
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4.4
A firm must keep a record of its reasoning for the identification of material risk takers pursuant to 4.2.
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