Prudential Regulation Authority Rulebook

1A.1

If you are a natural person who is approved under section 59 of FSMA by either:

1. (1) the PRA; or
2. (2) the FCA, in relation to a relevant senior management function,

you must comply at all times with all of the conduct standards.

1A.2

If you are a Conduct Rules non-executive director, you must comply at all times with the conduct standards specified in 2.1 to 2.3, 2.7 and 2.8.

1A.3

If you are an employee of a type specified in 1.1(2)(c), 1.1(2)(d) or 1.1(2)(e) you must comply at all times with the conduct standards specified in 2.1 to to 2.3.

1A.4

A firm must require:

1. (1) a natural person of a type specified in 1.1(2)(b) to observe all of the conduct standards; and
2. (2) an employee of a type specified in 1.1(2)(c), 1.1(2)(d) or 1.1(2)(e) to observe the conduct standards specified in 2.1 to 2.3.