Prudential Regulation Authority Rulebook

1.

Where a general prior permission pursuant to the second subparagraph of Article 78(1) of the CRR for an action under Article 77(1)(a) of the CRR is sought, the application shall specify the amount of each relevant Common Equity Tier 1 issue subject to the request.

2.

Where a general prior permission for an action under Article 77(1)(c) of the CRR is sought, the institution shall specify in the application:

1. (a) the amount of each relevant outstanding issue subject to the request; and
2. (b) the total carrying amount of outstanding instruments in each relevant tier of capital.

3.

An application for a general prior permission for an action under point (a) and (d) of Article 77(1) of the CRR for market making purposes may include own funds instruments still to be issued, subject to specification of the information referred to in points (a) and (b) of paragraph 2, as applicable, to be provided to the PRA following the relevant issuance.