Prudential Regulation Authority Rulebook

1.

Firms which are part of a group falling within Group Supervision 2.1(4) must submit the information referred to in Group Supervision 16.2 to the PRA annually using the following templates (as applicable):

1. (a) template IR.36.01.01 of Chapter 9, specifying information on significant intra-group transactions, involving equity-type transactions, debt and asset transfer, following the instructions set out in section IR.36.01 of Chapter 10;
2. (b) template IR.36.02.01 of Chapter 9, specifying information on significant intra-group transactions on derivatives, including the guarantees supporting any derivatives instruments, following the instructions set out in section IR.36.02 of Chapter 10; and
3. (c) [Note: Provision left blank];
4. (d) template IR.36.04.01 of Chapter 9, specifying information on significant intra-group transactions on internal cost sharing, contingent liabilities other than derivatives and off-balance sheet items and other types of intra-group transactions, following the instructions set out in section IR.36.04 of Chapter 10.