Skills, Knowledge and Expertise | Prudential Regulation Authority Handbook & Rulebook
Prudential Regulation Authority Rulebook

Prudential Regulation Authority Rulebook

Part

Skills, Knowledge and Expertise

Chapter

Skills, Knowledge and Expertise

Printed on: 17/06/2025

Rulebook at: 27/10/2024


2

Skills, Knowledge and Expertise

2.1

[Deleted.]
  • 03/01/2018

2.1A

A MiFID investment firm must extend the arrangements required by the Article 21 Skills Requirements so they also apply with respect to other matters on the basis that references to “relevant persons” are references to relevant persons.

  • 03/01/2018

2.1B

A firm that is not a MiFID investment firm must comply with the Article 21 Skills Requirements on the basis set out in 2.1A and as if references to “investment firm” refer to a firm.

  • 03/01/2018