Guidelines for qualification gap-fill for retail investment advice | Prudential Regulation Authority Handbook & Rulebook

Guidelines for qualification gap-fill for retail investment advice | Prudential Regulation Authority Handbook & Rulebook

Part

TC Training and Competence

Chapter

Guidelines for qualification gap-fill for retail investment advice

Printed on: 04/05/2025

Rulebook at: 01/02/2011

TC App 7

Guidelines for qualification gap-fill for retail investment advice

TC App 7.1

Guidelines for qualification gap-fill for retail investment advice

01/02/2011

TC App 7.1.1

handbook-guidance

TC Appendix 7G - Guidelines for qualification gap-fill for retail investment advice

01/02/2011