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  4. Advising and selling

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Advising and selling (COB Conduct of Business)

Legal Instruments that change this Chapter Advising and selling

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32 results

32 results

FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/01/2007

  • Advising and selling

FSA2006/37 - Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

Effective: 06/04/2007

  • Advising and selling

FSA2006/28 - Personal Pension Schemes Instrument 2006

Effective: 06/04/2007

  • Advising and selling

FSA2006/1 - Money Laundering Provisions Instrument 2006

Effective: 01/03/2006

  • Advising and selling

FSA2005/62 - Pensions Tax Simplification Instrument 2005

Effective: 06/04/2006

  • Advising and selling

FSA2005/56 - Civil Partnerships Instrument 2005

Effective: 05/12/2005

  • Advising and selling
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