Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Recognition requirements (REC Recognised Investment Exchanges and Recognised Clearing Houses)

Legal Instruments that change this Chapter Recognition requirements

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Legal Instruments

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FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/01/2007

FSA2005/37 - Listing and Prospectus rules (Consequential Amendments) Instrument 2005

Effective: 01/07/2005

FSA2005/15 - Market Abuse Directive Instrument 2005

Effective: 01/07/2005

FSA2004/61 - Handbook Interpretation Instrument 2004

Effective: 01/08/2004

FCA2014/21 - Handbook Administration (No 33) Instrument 2014

Effective: 01/04/2014

FCA2013/27 - Legal Cutover (Recognised Investment Exchanges and Recognised Auction Platforms) Instrument 2013

Effective: 01/04/2013

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