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  3. ENF Enforcement

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • ENF Enforcement

Legal Instruments that change this Part ENF Enforcement

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29 results

29 results

FSA2006/53 - The CRD (Consequential Amendments) Instrument 2006

Effective: 31/12/2006

  • Discipline: Financial penalties

FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/01/2007

  • Discipline: The FSA's general approach

FSA2006/13 - Significant Management Function Reporting Requirement Amendment Instrument 2006

Effective: 06/06/2005

  • Discipline: Financial penalties

FSA2006/1 - Money Laundering Provisions Instrument 2006

Effective: 01/03/2006

  • Discipline: The FSA's general approach

FSA2005/54 - Enforcement (Settlement and Other Procedures) Instrument 2005

Effective: 20/10/2005

  • Discipline: Financial penalties
  • ENF 21
  • Sanctions for market abuse
  • Transitional Provisions and Schedules

FSA2005/37 - Listing and Prospectus rules (Consequential Amendments) Instrument 2005

Effective: 01/07/2005

  • Discipline: Financial penalties
  • Discipline: public censures and public statements
  • Discipline: The FSA's general approach
  • Information gathering and investigation powers
  • Introduction to the Enforcement manual
  • Prosecution of criminal offences
  • Sanctions for market abuse
  • page 1
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  • page 4
  • page 5
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